Explore the Catalog

Advance your securities knowledge with personal trust taxation, agency services, and corporate trust. Study trust audit, compliance, and risk management. Valuable for professionals and CTOP® candidates. Prerequisite: Securities Operations I.

Master complex securities topics including industry facilities, mortgage-backed securities, and global custody. Explore trust tax implications and audit practices. Essential for senior roles and CTOP® certification. Prerequisites: Securities Operations I and II.

Enhance your expertise in Special Needs Trusts. Focus on beneficiary care, government program benefits, taxation, guardianship, and social security to ensure optimal long-term protection and service quality for clients.

Hone strategies to guide clients through market turbulence. Learn proactive techniques and behavioral finance insights to manage relationships and reduce stress. Ideal for advisors seeking to enhance client retention during market declines. Earn a Certificate in Applied Behavioral Finance.

Begin your journey towards CFIRS® certification. Explore industry regulations, property law, and trust types. Ideal for regulatory professionals and internal trust auditors. Cover key topics in transfer taxes, probate administration, and high-risk areas in trust management.

Advance your CFIRS® knowledge with trust accounting, taxation, and audit principles. Delve into the securities marketplace, equities, and debt securities. Enhance your skills in portfolio management and securities lending. Prerequisite: TACRM I.

Master complex CFIRS® topics including ERISA responsibilities, retirement plan features, and RIA compliance. Explore securities operations, corporate trust, and agency services. Essential for senior regulatory roles and CFIRS® certification. Prerequisites: TACRM I and II.

Stay at the forefront of trust audit and compliance. Explore current industry developments, emerging hot topics, and critical regulatory changes. Engage with case studies and participate in roundtable discussions. Ideal for CFIRS® professionals, regulatory experts, and internal trust auditors seeking to maintain cutting-edge knowledge.

Develop essential skills for engaging in productive trust conversations that lead to growth. Learn techniques for sourcing prospects, managing relationships, and building respect in the trust industry through effective communication.

Dive into essential trust taxation concepts in this two-day course. Covers funding, distributions, capital gains, and generation-skipping transfer tax. Designed for trust officers and administrators looking to build a solid foundation in key tax issues for effective trust management.

Master the administration of complex trust assets in this industry-exclusive course. Gain essential knowledge and skills for managing unique and hard-to-value holdings. Ideal for trust professionals seeking specialized expertise in non-traditional asset management. Enhance your ability to navigate challenging valuation scenarios.

Master ERISA compliance for financial institutions offering retirement plans. Explore DOL and IRS mandates, key examination areas, and internal risk evaluation strategies. Ideal for compliance officers, risk managers, and ERISA professionals seeking to enhance their expertise in retirement plan governance and risk mitigation.