ERISA Compliance & Risk Management
Offering Retirement Plan Products and Services exposes financial institutions to a range of risk factors. The Nature and Scope of an institution’s varying services determine which risks are present and the quantity of those risks.
Select a Session:
Price:
$1,740.00
registration, tuition, breakfast and lunch *housing not included
Areas of Study Include: Plan Types, DOL’S Mandates under ERISA: Titles 1-4, IRS Mandates under 401 (a) and subsections, Primary Examination Areas of the DOL (16 Specific Concerns), Primary Examination Areas of the IRS (22), and Ideas Concerning Internal Evaluation of the Risks in the Retirement Services Area
*May satisfy CE/CLE requirements