Skip to content
Sales & Practice Management, Technical

Goals-Based Investment Review

Trains financial advisors to conduct effective investment reviews as part of client planning. It covers communicating portfolio theory, generating client interest, report delivery techniques, goal-oriented risk management, and promoting asset consolidation benefits.

Sales & Practice Management

Growing Your Business

Offers wealth management professionals updated strategies for client retention, expansion, and acquisition. It covers practice management, client communication skills, technology integration, and business development planning, emphasizing practical application to enhance advisors' expertise and client service.

Sales & Practice Management

Growing Your Business: Closing Skills

Many individuals find change difficult and avoid making decisions that require changing behavior. This reticence often manifests in specific verbal behaviors that may mask their true feelings. This course introduces effective techniques for moving clients toward action in working with you as their advisor.

Sales & Practice Management

Growing Your Business: Dynamic Discovery Skills

As your clients move from one phase of life to another, their financial needs change. Utilizing a dynamic discovery process within your client relationships is critical to surface these life issues. This course introduces effective interviewing techniques you can use during any point in your relationship building process with clients.

Wealth Planning

Growing Your Business: Presentation Skills

Planning is essential for successful client presentations. Clients feel more comfortable with professionals who clearly prepare for and are organized during presentations. This course introduces effective techniques and guidelines for making client presentations.

Technical, Wealth Planning

Investment Education

If your organization seeks investment education for the entire team, now is the perfect time to connect with our enterprise team to discuss your specific needs further.

Securities Operations, Technical

Mortgage-backed Securities: Who Knew it Could be So Easy?

Led by Duane Lee, the course provides a comprehensive introduction to mortgage-backed securities. It covers market background, asset-backed securities mechanics, and trading roles. Designed for securities operations, audit, risk management, and compliance personnel. Offers 2.5 hours of CE credit.

Sales & Practice Management

New Client Acquisition

Develop a client profile, craft a compelling branding message, learn effective prospecting, capitalize on opportunities, and adapt to client needs. Tailored for financial professionals to enhance client acquisition and retention