Courses
Securities Operations III
This course concludes a three-part series with a focus on the areas of trust operations and securities processing responsibilities.
Course materials may include our Cannon Concepts for Professionals textbook ($50*). *Prices may vary when purchased separately
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- Available settings
- On-Campus, South Bend, IN
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- School
- Securities Operations
Participants must have successfully completed Securities Operations I and II before registering for this course. After completion of this course, participants are prepared to take the CTOP® designation exam. Those seeking the CTOP® designation may have additional exam requirements.
Areas of Study Include: Industry Facilities, Mortgage-Backed Securities, Asset-Backed Securities, Auction Rate Securities, Securities Processing, Operations Management, Global Custody, Foreign/NRA Tax Withholding, Securities Transfer SEC Rules, Controls, Reconciliations, and Audit Practices and Procedures, CTOP® Exam Review
Related Courses
Securities Operations Issues & Updates
Securities Operations II
Advance your securities knowledge with personal trust taxation, agency services, and corporate trust. Study trust audit, compliance, and risk management. Valuable for professionals and CTOP® candidates. Prerequisite: Securities Operations I.
Securities Operations I
Explore securities markets, financial instruments, and regulations. Ideal for those new to securities operations or working towards the CTOP® designation. Cover primary and secondary markets, various securities types, and key regulatory concepts.