Courses
Securities Operations I
We encourage at least six to twelve (6-12) months of related experience before beginning this curriculum. Those seeking the CTOP® designation should begin with this course and plan to continue through Securities Operations II and Securities Operations III.
It concludes with a comprehensive exam.
Course materials may include the How the U.S. Securities Industry Works textbook ($95*). *Prices may vary when purchased separately
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- Available settings
- On-Campus, South Bend, IN, Online, 10 Weeks
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- School
- Securities Operations
This course begins a three-part series with a focus on the areas of trust operations and securities processing responsibilities
Areas of Study Include: Securities Marketplace, Financial Instruments, Securities Lending, Uniform Principal and Income Act, Regulators and Regulation
Related Courses
Securities Operations II
Advance your securities knowledge with personal trust taxation, agency services, and corporate trust. Study trust audit, compliance, and risk management. Valuable for professionals and CTOP® candidates. Prerequisite: Securities Operations I.
Securities Operations III
Master complex securities topics including industry facilities, mortgage-backed securities, and global custody. Explore trust tax implications and audit practices. Essential for senior roles and CTOP® certification. Prerequisites: Securities Operations I and II.
