Securities Operations I
We encourage at least six to twelve (6-12) months of related experience before beginning this curriculum. Those seeking the CTOP® designation should begin with this course and plan to continue through Securities Operations II and Securities Operations III.
It concludes with a comprehensive exam.
Course materials may include the How the U.S. Securities Industry Works textbook ($95*). *Prices may vary when purchased separately
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Course Description
Schedule:
Registration and orientation take place on Sunday afternoon. Class begins at 8:00 AM Monday through Friday. Class ends at 5:00 PM Monday through Thursday. Class will end at 12:00 PM on Friday.
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Course Description
About Cannon's Online Experience
For LiveOnlineTM
Cannon offers three ways to experience our programs online. This course is offered through our LiveOnline™ platform.
Cannon’s LiveOnline™ is an online instructor-led course presented via webinar. Students log-in to a Cannon website (virtual campus) at a set time for a specific amount of time to engage in a lecture-style format with Q&A. This is a 10-week program with classes being held once a week for 2.5 hours at a time. Students are required to complete a proctored final exam at the end of the program.
This course begins a three-part series with a focus on the areas of trust operations and securities processing responsibilities
Areas of Study Include: Securities Marketplace, Financial Instruments, Securities Lending, Uniform Principal and Income Act, Regulators and Regulation