Cannon Financial Institute
Vol. 3 Iss. 10 - October 2011 -

Planning Ideas - Roth Conversions Re-Visited

There was a big stir in 2010 involving Roth conversions and understandably so. That was the first year in which high net worth and affluent clients were able to engage in conversions.


Regulation and Compliance - Consumer Privacy

The SEC continues to express concerns about protection of clients’ private financial data. The current rules apply broadly to RIAs and broker-dealers-


Taxes - IRS Loses LLC Case Involving LLC, IDGT, and Defined-Value Clause

Estate freezes involving family limited liability companies (LLCs), intentional defective grantor trusts (IDGTs), and charitable giving are often discussed, but real-life situations in which-