Vol. 6 Iss. 3 - March 2014 - www.cannonfinancial.com
Planning Ideas - Exchange Funds
Many affluent and high-net worth clients face a common problem. They are business owners or corporate executives with concentrated positions in a single appreciated stock.
Practice Management - How Not to Give Tax and Legal Advice
Advisors are often caught between a rock and a hard place. They propose complex transactions involving property transfers and the creation of legal entities.
Planning Ideas - The End of Stretch IRAs?
Stretch IRAs have long been touted as a strategy for deferring receipt of retirement assets. When the IRA owner designates a younger family member, issues can arise.
Regulation and Compliance - FINRA on Social Media
Advisor's use of social media has been on regulators’ minds for some time. FINRA recently sent a request to a firm provide information about their use of social media.