Cannon Financial Institute

Getting Prepared: Regulatory Examination (OCC, FRB & FDIC)

Get ready for your next visit. Review the OCC, FRB, and FDIC issues that may impact your operational processes. Take a look into Cannon’s expert thoughts on regulatory and examination priorities. 

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This course qualifies for the following CE credits:
AFIM® CE: 2.0 HRS
CTFA™ CE: 1.75 HRS
CFP® CE: 2.0 HRS
CWS® CE: 2.50 HRS
FIRMA® CE: 2.0 HRS
CRSP™ CE: 1.75 HRS
CSOP™ CE: 1.75 HRS

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