Getting Prepared: Regulatory Examination (OCC, FRB & FDIC)
Get ready for your next visit. Review the OCC, FRB, and FDIC issues that may impact your operational processes. Take a look into Cannon’s expert thoughts on regulatory and examination priorities.
This course qualifies for the following CE credits:
AFIM® CE: 2.0 HRS
CTFA™ CE: 1.75 HRS
CFP® CE: 2.0 HRS
CWS® CE: 2.50 HRS
FIRMA® CE: 2.0 HRS
CRSP™ CE: 1.75 HRS
CSOP™ CE: 1.75 HRS