Trust Audit, Compliance, & Risk Management III
This course concludes a three-part curriculum that addresses the needs and requirements of trust audit, compliance, and risk management professionals.
This curriculum serves at the forefront of the industry in areas of risk analysis approaches to auditing and the elements of a compliance/risk management program related fiduciary administration, investment management, and operations.
Students should have successfully completed Trust Audit, Compliance, & Risk Management I and Trust Audit, Compliance, & Risk Management II before registering for Trust Audit, Compliance, & Risk Management III. Those seeking the CFIRS™ designation may have additional exam requirements.
Course materials may include our Cannon Concepts for Professionals textbook ($50*). This course concludes with a comprehensive exam. *Prices may vary when purchased separately.
- Retirement Plan Administration
- Assessment of Risk Management
- Securities Operations
- Regulatory Review
- Corporate Trust and Agency Services
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