Cannon Financial Institute

Trust Audit, Compliance, & Risk Management III

This course is the third course Cannon’s Trust Audit, Compliance, & Risk Management Curriculum, designed to prepare professionals for the Certified Fiduciary Investment & Risk Specialist (CFIRS™) designation.

  • This course is the third course Cannon’s Trust Audit, Compliance, & Risk Management Curriculum, designed to prepare professionals for the Certified Fiduciary Investment & Risk Specialist (CFIRS™) designation. The course builds on topics discussed in its predecessor. Students must meet a minimum experience requirement prior to sitting for the CFIRS™ exam.

 

Topics

  • ERISA Overview
  • Fiduciary Duties
  • Employee Benefits
  • Retirement Overview
  • Distributions
  • Prohibited Transactions
  • Assessment of Risk Management
  • Securities Operations
  • Regulatory Review
  • Corporate Trust and Agency Services

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