Trust Audit, Compliance & Risk Management II
This course continues a three-part curriculum that addresses the needs and requirements of trust audit, compliance, and risk management professionals.
This course concludes with a comprehensive exam.
Course materials may include our Cannon Concepts for Professionals textbook ($50*). *Prices may vary when purchased separately
Select a Session:
Additional Materials ($50.00)
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Course Description
Schedule:
Registration and orientation take place on Sunday afternoon. Class begins at 8:00 AM Monday through Friday. Class ends at 5:00 PM Monday through Thursday. Class will end at 12:00 PM on Friday.
Participants should have successfully completed Trust Audit, Compliance, & Risk Management I before registering for Trust Audit, Compliance, & Risk Management II.
Areas of Study Include: Principles of Audit, Compliance and Risk Management, Brokerage Operations, Insurance Products and Services, Securities Marketplace, Types of Securities, Portfolio Management