Cannon Financial Institute

Trust Audit, Compliance, & Risk Management II

This course continues a three-part curriculum that addresses the needs and requirements of trust audit, compliance, and risk management professionals.

Price: $3,495.00 registration, tuition, room, and meals

Additional Materials ($50.00)

Exam Type: info

View FAQ and more information.

Price: $3,025.00

View FAQ and more information.

Price: $3,025.00 registration, tuition, room, and meals

Additional Materials ($50.00)

Exam Type: info

View FAQ and more information.

Price: $2,585.00 registration, tuition, and meals (Housing not included. Please call 706.353.3346 for details.)

Additional Materials ($50.00)

Exam Type: info

View FAQ and more information.

Select a Session:

This curriculum serves at the forefront of the industry in areas of risk analysis approaches to auditing and the elements of a compliance/risk management program related fiduciary administration, investment management, and operations.

Students should have successfully completed Trust Audit, Compliance, & Risk Management I before registering for Trust Audit, Compliance, & Risk Management II.  Those seeking the CFIRS™ designation are encouraged to continue through Trust Audit, Compliance, & Risk Management III.

Course materials may include our Cannon Concepts for Professionals textbook ($50*). This course concludes with a comprehensive exam. *Prices may vary when purchased separately.    

Topics

  • Principles of Audit, Compliance, and Risk Management
  • Brokerage Operations
  • Insurance Products and Services
  • Securities Marketplace
  • Types of Securities
  • Portfolio Management

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