Trust Audit, Compliance, & Risk Management II
This course continues a three-part curriculum that addresses the needs and requirements of trust audit, compliance, and risk management professionals.
This curriculum serves at the forefront of the industry in areas of risk analysis approaches to auditing and the elements of a compliance/risk management program related fiduciary administration, investment management, and operations.
Students should have successfully completed Trust Audit, Compliance, & Risk Management I before registering for Trust Audit, Compliance, & Risk Management II. Those seeking the CFIRS™ designation are encouraged to continue through Trust Audit, Compliance, & Risk Management III.
Course materials may include our Cannon Concepts for Professionals textbook ($50*). This course concludes with a comprehensive exam. *Prices may vary when purchased separately.
- Principles of Audit, Compliance, and Risk Management
- Brokerage Operations
- Insurance Products and Services
- Securities Marketplace
- Types of Securities
- Portfolio Management