Securities Operations Issues & Updates
These courses are structured to keep operations professionals apprised of current developments within the industry. Students engage in course studies with leading Cannon experts as well as industry peers.
Uniform Principal and Income Act: More than Just a Name Change - Available Now
A discussion of the next revision to The Uniform Princiapl and Income Act as it changes to the Uniform Fiduciary Income and Principal Act
Mortgage-backed Securities: Who knew it could be so easy - Available Now
A look at the characteristics of one of the most complicated security types in the U.S. marketplace
New Getting Prepared: Regulatory Examination (OCC, FRB & FDIC) - Available Now
An analysis of how these examination priorities will impact your policies, procedures and controls.
New Unique and Hard-to-Value Assets - Available Now
Demystifying a program used by our most sizeable population group.
View the complete Cannon Securities Operations Issues & Updates Collection here.
Many professionals satisfy Continuing Education and/or Continuing Legal Education requirements with this course. Rules for CE and CLE approval are time sensitive and vary by designation and state. Cannon encourages early registration in order to allow for ample processing (request for credits may not be available after course completion).
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