Cannon Financial Institute

Securities Operations III

This course is the third of a three part curriculum designed as a thorough education of Securities Operations in preparation for the CSOP™ exam.

Cannon’s Securities Operations education is impressive and interactive. Participants leave this curriculum with understanding and applicable skills.

This course builds on topics discussed in its predecessor.


  • Industry Facilities
  • Mortgage- Backed Securities
  • Asset- Backed Securities
  • Auction Rate Securities
  • Securities Processing
  • Operations Management
  • Global Custody
  • Foreign/ NRA Tax Withholding
  • Securities Transfer SEC Rules
  • Controls, Reconciliations, and Audit Practices and Procedures
  • CSOP Exam Review

Our books, audio lessons, videos, and eLearning could be the perfect fit for your enterprise professional development plans. Contact our learning professionals today to discuss how we can add Cannon assets into your learning initiative based on your audience size, timing, and budgetary needs.

Want to Talk? Let’s Chat.

Press Launch Live Chat to chat online or give us a call at 706.353.3346.

Launch live chat