Securities Operations III
This course is the third of a three part curriculum designed as a thorough education of Securities Operations in preparation for the CSOP™ exam.
Cannon’s Securities Operations education is impressive and interactive. Participants leave this curriculum with understanding and applicable skills.
This course builds on topics discussed in its predecessor.
- Industry Facilities
- Mortgage- Backed Securities
- Asset- Backed Securities
- Auction Rate Securities
- Securities Processing
- Operations Management
- Global Custody
- Foreign/ NRA Tax Withholding
- Securities Transfer SEC Rules
- Controls, Reconciliations, and Audit Practices and Procedures
- CSOP Exam Review
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