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Cannon Financial Institute

Securities Operations III

This course concludes a three-part series with a focus on the areas of trust operations and securities processing responsibilities. 

Course materials may include our Cannon Concepts for Professionals textbook ($50*). *Prices may vary when purchased separately

Select a Session:

Price: $2,880.00
registration, tuition, breakfast and lunch *housing not included

Additional Materials ($50.00)

Participants must have successfully completed Securities Operations I and II before registering for this course. After completion of this course, participants are prepared to take the CTOP® designation exam. Those seeking the CTOP® designation may have additional exam requirements. 

Areas of Study Include: Industry Facilities, Mortgage-Backed Securities, Asset-Backed Securities, Auction Rate Securities, Securities Processing, Operations Management, Global Custody, Foreign/NRA Tax Withholding, Securities Transfer SEC Rules, Controls, Reconciliations, and Audit Practices and Procedures, CTOP® Exam Review