Securities Operations III
This course concludes a three-part series with a focus on the areas of trust operations and securities processing responsibilities.
Course materials may include our Cannon Concepts for Professionals textbook ($50*). *Prices may vary when purchased separately
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Additional Materials ($50.00)
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Course Description
Schedule:
Registration and orientation take place on Sunday afternoon. Class begins at 8:00 AM Monday through Friday. Class ends at 5:00 PM Monday through Thursday. Class will end at 12:00 PM on Friday.
Students planning to take the Certified Trust Operations Professional® (CTOP) exam must register with Cannon. To apply go to https://www.cannonfinancial.com/ctop-designation-application.
Participants must have successfully completed Securities Operations I and II before registering for this course. After completion of this course, participants are prepared to take the CTOP® designation exam. Those seeking the CTOP® designation may have additional exam requirements.
Areas of Study Include: Industry Facilities, Mortgage-Backed Securities, Asset-Backed Securities, Auction Rate Securities, Securities Processing, Operations Management, Global Custody, Foreign/NRA Tax Withholding, Securities Transfer SEC Rules, Controls, Reconciliations, and Audit Practices and Procedures, CTOP® Exam Review