Securities Operations II
This course continues a three-part series with a focus in the areas of trust operations and securities processing responsibilities.
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Class will be held from 1:30pm to 4:00pm ET on the following dates:
Exam must be completed by December 14
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This curriculum not only explains how brokers process securities but also how brokers, banks, trust companies and investment managers do their jobs and how each works with the other. Students learn how securities are created and distributed through the OTC market, the Stock Exchange, and the Alternative Trading Systems.
Students should have successfully completed Securities Operations I before registering for Securities Operations II. Those seeking the CSOP™ designation should continue through Securities Operations III.
Course materials may include our Cannon Concepts for Professionals textbook ($50*). This course concludes with a comprehensive exam. *Prices may vary when purchased separately.
- Personal Trust Products and Services
- Corporate Trust and Agency Services
- Trust Audit, Compliance, and Risk Management
- Investment Management Products and Services
- Valuing Hard-to- Value Assets