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Cannon Financial Institute

Securities Operations I

We encourage at least six to twelve (6-12) months of related experience before beginning this curriculum.  Those seeking the CTOP® designation should begin with this course and plan to continue through Securities Operations II and Securities Operations III.

It concludes with a comprehensive exam.

Course materials may include the How the U.S. Securities Industry Works textbook ($95*). *Prices may vary when purchased separately

Select a Session:

Price: $2,880.00
registration, tuition, breakfast and lunch *housing not included
Price: $3,360.00
registration, tuition, and materials

This course begins a three-part series with a focus on the areas of trust operations and securities processing responsibilities

Areas of Study Include: Securities Marketplace, Financial Instruments, Securities Lending, Uniform Principal and Income Act, Regulators and Regulation